SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

Vivaldi Capital Management LP's Holding History (CIK: 0001682021)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 8,868 Value ($000) $319 Avg Close — Range —
Q4 2018
Shares 9,467 Value ($000) $318 Avg Close — Range —
Q3 2018
Shares 8,914 Value ($000) $321 Avg Close — Range —
Q2 2018
Shares 8,914 Value ($000) $316 Avg Close — Range —
Q1 2018
Shares 9,460 Value ($000) $339 Avg Close — Range —
Q4 2017
Shares 9,763 Value ($000) $358 Avg Close — Range —
Q3 2017
Shares 14,712 Value ($000) $549 Avg Close — Range —
Q2 2017
Shares 19,327 Value ($000) $719 Avg Close — Range —
Q1 2017
Shares 32,290 Value ($000) $1,192 Avg Close — Range —