SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

AE Wealth Management LLC's Holding History (CIK: 0001697723)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 101,699 Value ($000) $3,658 Avg Close — Range —
Q4 2018
Shares 71,486 Value ($000) $2,401 Avg Close — Range —
Q3 2018
Shares 102,721 Value ($000) $3,703 Avg Close — Range —
Q2 2018
Shares 48,285 Value ($000) $1,713 Avg Close — Range —
Q1 2018
Shares 49,150 Value ($000) $1,762 Avg Close — Range —
Q4 2017
Shares 85,199 Value ($000) $3,129 Avg Close — Range —
Q3 2017
Shares 68,642 Value ($000) $2,562 Avg Close — Range —
Q2 2017
Shares 131,193 Value ($000) $4,880 Avg Close — Range —
Q1 2017
Shares 332,110 Value ($000) $12,265 Avg Close — Range —
Q4 2016
Shares 30,062 Value ($000) $1,096 Avg Close — Range —