SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

Q3 Asset Management's Holding History (CIK: 0001732543)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 71,788 Value ($000) $2,587 Avg Close — Range —
Q2 2018
Shares 139,629 Value ($000) $4,954 Avg Close — Range —
Q1 2018
Shares 57,686 Value ($000) $2,068 Avg Close — Range —