SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

Integrated Wealth Concepts LLC's Holding History (CIK: 0001737109)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 53,081 Value ($000) $1,909 Avg Close — Range —
Q4 2018
Shares 52,276 Value ($000) $1,756 Avg Close — Range —
Q3 2018
Shares 51,504 Value ($000) $1,854 Avg Close — Range —
Q2 2018
Shares 55,974 Value ($000) $1,976 Avg Close — Range —
Q1 2018
Shares 122,352 Value ($000) $4,357 Avg Close — Range —
Q4 2017
Shares 116,345 Value ($000) $4,303 Avg Close — Range —