SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 17,078 Value ($000) $614 Avg Close — Range —
Q4 2018
Shares 164 Value ($000) $6 Avg Close — Range —