SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

Bay Harbor Wealth Management, LLC's Holding History (CIK: 0001767989)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 47,905 Value ($000) $1,723 Avg Close — Range —
Q4 2018
Shares 40,521 Value ($000) $1,361 Avg Close — Range —