SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

Occidental Asset Management, LLC's Holding History (CIK: 0001770994)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 6,497 Value ($000) $218 Avg Close — Range —
Q3 2018
Shares 32,462 Value ($000) $1,170 Avg Close — Range —
Q2 2018
Shares 70,312 Value ($000) $2,495 Avg Close — Range —
Q1 2018
Shares 69,932 Value ($000) $2,507 Avg Close — Range —
Q4 2017
Shares 68,416 Value ($000) $2,512 Avg Close — Range —
Q3 2017
Shares 65,693 Value ($000) $2,452 Avg Close — Range —
Q2 2017
Shares 58,807 Value ($000) $2,188 Avg Close — Range —
Q1 2017
Shares 56,224 Value ($000) $2,076 Avg Close — Range —