SPDR SERIES TRUST

CUSIP: 78464A425 Class: EXCHANGE TRADED

PINNACLE ASSOCIATES LTD's Holding History (CIK: 0000743127)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 62,130 Value ($000) $1,513 Avg Close — Range —
Q3 2015
Shares 71,590 Value ($000) $1,744 Avg Close — Range —
Q2 2015
Shares 72,444 Value ($000) $1,759 Avg Close — Range —
Q1 2015
Shares 61,444 Value ($000) $1,494 Avg Close — Range —
Q4 2014
Shares 60,034 Value ($000) $1,458 Avg Close — Range —
Q3 2014
Shares 57,609 Value ($000) $1,406 Avg Close — Range —
Q2 2014
Shares 59,779 Value ($000) $1,454 Avg Close — Range —
Q1 2014
Shares 57,529 Value ($000) $1,396 Avg Close — Range —
Q4 2013
Shares 54,054 Value ($000) $1,313 Avg Close — Range —
Q3 2013
Shares 25,549 Value ($000) $619 Avg Close — Range —