SPDR SERIES TRUST

CUSIP: 78464A425 Class: EXCHANGE TRADED

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 134,917 Value ($000) $3,286 Avg Close — Range —
Q3 2015
Shares 144,306 Value ($000) $3,515 Avg Close — Range —
Q2 2015
Shares 189,002 Value ($000) $4,588 Avg Close — Range —
Q1 2015
Shares 151,024 Value ($000) $3,673 Avg Close — Range —
Q4 2014
Shares 181,940 Value ($000) $4,419 Avg Close — Range —
Q3 2014
Shares 163,768 Value ($000) $3,997 Avg Close — Range —
Q2 2014
Shares 145,959 Value ($000) $3,552 Avg Close — Range —
Q1 2014
Shares 123,250 Value ($000) $2,990 Avg Close — Range —
Q4 2013
Shares 114,378 Value ($000) $2,778 Avg Close — Range —
Q3 2013
Shares 142,337 Value ($000) $3,447 Avg Close — Range —
Q2 2013
Shares 154,923 Value ($000) $3,703 Avg Close — Range —