SPDR SERIES TRUST

CUSIP: 78464A425 Class: EXCHANGE TRADED

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 77,404 Value ($000) $1,885 Avg Close — Range —
Q3 2015
Shares 77,180 Value ($000) $1,880 Avg Close — Range —
Q2 2015
Shares 97,780 Value ($000) $2,374 Avg Close — Range —
Q1 2015
Shares 99,030 Value ($000) $2,408 Avg Close — Range —
Q4 2014
Shares 104,255 Value ($000) $2,532 Avg Close — Range —
Q3 2014
Shares 108,505 Value ($000) $2,648 Avg Close — Range —
Q2 2014
Shares 109,105 Value ($000) $2,654 Avg Close — Range —
Q1 2014
Shares 116,105 Value ($000) $2,816 Avg Close — Range —
Q4 2013
Shares 117,105 Value ($000) $2,844 Avg Close — Range —
Q3 2013
Shares 118,645 Value ($000) $2,873 Avg Close — Range —
Q2 2013
Shares 117,575 Value ($000) $2,810 Avg Close — Range —