SPDR SERIES TRUST

CUSIP: 78464A425 Class: EXCHANGE TRADED

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 531,944 Value ($000) $12,948 Avg Close — Range —
Q3 2015
Shares 249,158 Value ($000) $6,072 Avg Close — Range —
Q2 2015
Shares 250,577 Value ($000) $6,079 Avg Close — Range —
Q1 2015
Shares 272,751 Value ($000) $6,622 Avg Close — Range —
Q4 2014
Shares 269,595 Value ($000) $6,548 Avg Close — Range —
Q3 2014
Shares 245,822 Value ($000) $5,993 Avg Close — Range —
Q2 2014
Shares 247,889 Value ($000) $6,031 Avg Close — Range —
Q1 2014
Shares 220,467 Value ($000) $5,348 Avg Close — Range —
Q4 2013
Shares 192,776 Value ($000) $4,683 Avg Close — Range —
Q3 2013
Shares 173,987 Value ($000) $4,205 Avg Close — Range —
Q2 2013
Shares 188,374 Value ($000) $4,502 Avg Close — Range —