SPDR SERIES TRUST

CUSIP: 78464A425 Class: EXCHANGE TRADED

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 56,692 Value ($000) $1,381 Avg Close — Range —
Q3 2015
Shares 16,027 Value ($000) $390 Avg Close — Range —
Q2 2015
Shares 33,958 Value ($000) $824 Avg Close — Range —
Q1 2015
Shares 24,908 Value ($000) $606 Avg Close — Range —
Q4 2014
Shares 13,351 Value ($000) $324 Avg Close — Range —
Q3 2014
Shares 17,674 Value ($000) $431 Avg Close — Range —
Q2 2014
Shares 9,757 Value ($000) $237 Avg Close — Range —
Q1 2014
Shares 10,002 Value ($000) $243 Avg Close — Range —
Q4 2013
Shares 56,881 Value ($000) $1,382 Avg Close — Range —
Q3 2013
Shares 40,212 Value ($000) $974 Avg Close — Range —
Q2 2013
Shares 9,901 Value ($000) $237 Avg Close — Range —