SPDR SERIES TRUST

CUSIP: 78464A425 Class: EXCHANGE TRADED

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 8,000 Value ($000) $383 Avg Close — Range —
Q4 2017
Shares 8,000 Value ($000) $383 Avg Close — Range —
Q3 2017
Shares 8,000 Value ($000) $389 Avg Close — Range —
Q2 2017
Shares 8,000 Value ($000) $388 Avg Close — Range —
Q1 2017
Shares 8,000 Value ($000) $388 Avg Close — Range —
Q4 2016
Shares 8,000 Value ($000) $384 Avg Close — Range —
Q3 2016
Shares 8,000 Value ($000) $391 Avg Close — Range —
Q2 2016
Shares 8,000 Value ($000) $393 Avg Close — Range —
Q1 2016
Shares 8,000 Value ($000) $391 Avg Close — Range —