SPDR SERIES TRUST

CUSIP: 78464A425 Class: EXCHANGE TRADED

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 75,543 Value ($000) $1,840 Avg Close — Range —
Q3 2015
Shares 77,069 Value ($000) $1,877 Avg Close — Range —
Q2 2015
Shares 59,968 Value ($000) $1,456 Avg Close — Range —
Q1 2015
Shares 59,887 Value ($000) $1,456 Avg Close — Range —
Q4 2014
Shares 65,296 Value ($000) $1,586 Avg Close — Range —
Q3 2014
Shares 60,135 Value ($000) $1,468 Avg Close — Range —
Q2 2014
Shares 55,126 Value ($000) $1,341 Avg Close — Range —
Q1 2014
Shares 47,765 Value ($000) $1,159 Avg Close — Range —
Q4 2013
Shares 47,672 Value ($000) $1,158 Avg Close — Range —
Q3 2013
Shares 29,058 Value ($000) $704 Avg Close — Range —
Q2 2013
Shares 22,517 Value ($000) $538 Avg Close — Range —