SPDR SERIES TRUST

CUSIP: 78464A425 Class: EXCHANGE TRADED

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 23,107 Value ($000) $562 Avg Close — Range —
Q3 2015
Shares 17,595 Value ($000) $428 Avg Close — Range —
Q2 2015
Shares 15,844 Value ($000) $384 Avg Close — Range —
Q1 2015
Shares 14,836 Value ($000) $361 Avg Close — Range —
Q4 2014
Shares 13,408 Value ($000) $326 Avg Close — Range —
Q3 2014
Shares 3,842 Value ($000) $94 Avg Close — Range —
Q2 2014
Shares 2,021 Value ($000) $49 Avg Close — Range —
Q1 2014
Shares 2,020 Value ($000) $49 Avg Close — Range —
Q3 2013
Shares 3,234 Value ($000) $78 Avg Close — Range —
Q2 2013
Shares 5,842 Value ($000) $140 Avg Close — Range —