SPDR SERIES TRUST

CUSIP: 78464A433 Class: NUVN BR NY MUNI

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 11,298 Value ($000) $270 Avg Close — Range —
Q4 2015
Shares 11,298 Value ($000) $271 Avg Close — Range —