SPDR SERIES TRUST

CUSIP: 78464A433 Class: NUVN BR NY MUNI

Tortoise Investment Management, LLC's Holding History (CIK: 0001599511)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 5,925 Value ($000) $146 Avg Close — Range —
Q1 2016
Shares 5,865 Value ($000) $140 Avg Close — Range —
Q4 2015
Shares 7,265 Value ($000) $173 Avg Close — Range —
Q3 2015
Shares 7,200 Value ($000) $167 Avg Close — Range —
Q2 2015
Shares 7,200 Value ($000) $166 Avg Close — Range —
Q1 2015
Shares 7,100 Value ($000) $167 Avg Close — Range —
Q4 2014
Shares 10,600 Value ($000) $251 Avg Close — Range —
Q3 2014
Shares 8,900 Value ($000) $207 Avg Close — Range —
Q2 2014
Shares 7,500 Value ($000) $171 Avg Close — Range —
Q1 2014
Shares 7,500 Value ($000) $169 Avg Close — Range —
Q4 2013
Shares 3,500 Value ($000) $76 Avg Close — Range —
Q3 2013
Shares 6,500 Value ($000) $147 Avg Close — Range —
Q2 2013
Shares 6,500 Value ($000) $148 Avg Close — Range —
Q1 2013
Shares 13,500 Value ($000) $322 Avg Close — Range —
Q4 2012
Shares 5,500 Value ($000) $132 Avg Close — Range —