SPDR SERIES TRUST

CUSIP: 78464A433 Class: NUVN BR NY MUNI

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 55,493 Value ($000) $1,366 Avg Close — Range —
Q1 2016
Shares 55,016 Value ($000) $1,315 Avg Close — Range —
Q4 2015
Shares 54,731 Value ($000) $1,301 Avg Close — Range —
Q3 2015
Shares 49,377 Value ($000) $1,148 Avg Close — Range —
Q2 2015
Shares 40,380 Value ($000) $929 Avg Close — Range —
Q1 2015
Shares 30,693 Value ($000) $724 Avg Close — Range —
Q4 2014
Shares 23,546 Value ($000) $558 Avg Close — Range —