SPDR SERIES TRUST

CUSIP: 78464A441 Class: NUVN CALI MUNI

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC's Holding History (CIK: 0001079935)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 5,342 Value ($000) $136 Avg Close — Range —
Q1 2016
Shares 6,302 Value ($000) $155 Avg Close — Range —
Q4 2015
Shares 6,302 Value ($000) $153 Avg Close — Range —
Q3 2015
Shares 6,136 Value ($000) $147 Avg Close — Range —
Q2 2015
Shares 5,718 Value ($000) $135 Avg Close — Range —
Q1 2015
Shares 6,018 Value ($000) $145 Avg Close — Range —
Q4 2014
Shares 5,988 Value ($000) $143 Avg Close — Range —
Q3 2014
Shares 5,943 Value ($000) $141 Avg Close — Range —