SPDR SERIES TRUST

CUSIP: 78464A441 Class: NUVN CALI MUNI

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 22,341 Value ($000) $569 Avg Close — Range —
Q1 2016
Shares 36,642 Value ($000) $906 Avg Close — Range —
Q4 2015
Shares 26,428 Value ($000) $643 Avg Close — Range —
Q3 2015
Shares 12,262 Value ($000) $294 Avg Close — Range —
Q2 2015
Shares 12,869 Value ($000) $305 Avg Close — Range —
Q1 2015
Shares 10,737 Value ($000) $259 Avg Close — Range —
Q4 2014
Shares 10,695 Value ($000) $255 Avg Close — Range —
Q3 2014
Shares 12,302 Value ($000) $293 Avg Close — Range —
Q2 2014
Shares 12,810 Value ($000) $300 Avg Close — Range —
Q1 2014
Shares 14,623 Value ($000) $335 Avg Close — Range —
Q4 2013
Shares 19,247 Value ($000) $422 Avg Close — Range —
Q3 2013
Shares 18,738 Value ($000) $422 Avg Close — Range —
Q2 2013
Shares 23,754 Value ($000) $529 Avg Close — Range —