SPDR SERIES TRUST

CUSIP: 78464A441 Class: NUVN CALI MUNI

Charles Schwab Investment Advisory, Inc.'s Holding History (CIK: 0001501902)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 1,291,968 Value ($000) $32,777 Avg Close — Range —
Q1 2016
Shares 1,056,206 Value ($000) $26,035 Avg Close — Range —
Q4 2015
Shares 922,425 Value ($000) $22,378 Avg Close — Range —
Q3 2015
Shares 704,408 Value ($000) $16,927 Avg Close — Range —
Q2 2015
Shares 456,468 Value ($000) $10,780 Avg Close — Range —
Q1 2015
Shares 168,820 Value ($000) $4,072 Avg Close — Range —