SPDR SERIES TRUST

CUSIP: 78464A441 Class: NUVN CALI MUNI

Transamerica Financial Advisors, Inc.'s Holding History (CIK: 0001502149)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 21,382 Value ($000) $528 Avg Close — Range —
Q4 2015
Shares 30,202 Value ($000) $733 Avg Close — Range —
Q3 2015
Shares 2,165 Value ($000) $53 Avg Close — Range —
Q2 2015
Shares 17,783 Value ($000) $420 Avg Close — Range —