SPDR SERIES TRUST

CUSIP: 78464A441 Class: NUVN CALI MUNI

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 133,010 Value ($000) $3,374 Avg Close — Range —
Q1 2016
Shares 143,533 Value ($000) $3,539 Avg Close — Range —
Q4 2015
Shares 131,854 Value ($000) $3,199 Avg Close — Range —
Q3 2015
Shares 130,199 Value ($000) $3,129 Avg Close — Range —
Q2 2015
Shares 132,726 Value ($000) $3,135 Avg Close — Range —
Q1 2015
Shares 146,093 Value ($000) $3,524 Avg Close — Range —
Q4 2014
Shares 124,706 Value ($000) $2,973 Avg Close — Range —