SPDR SERIES TRUST

CUSIP: 78464A458 Class: TFI

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 335,136 Value ($000) $8,194 Avg Close — Range —
Q3 2015
Shares 242,677 Value ($000) $5,849 Avg Close — Range —
Q2 2015
Shares 231,311 Value ($000) $5,484 Avg Close — Range —
Q1 2015
Shares 291,306 Value ($000) $7,044 Avg Close — Range —
Q4 2014
Shares 261,922 Value ($000) $6,328 Avg Close — Range —
Q3 2014
Shares 208,527 Value ($000) $5,013 Avg Close — Range —
Q2 2014
Shares 206,539 Value ($000) $4,891 Avg Close — Range —
Q1 2014
Shares 191,350 Value ($000) $4,449 Avg Close — Range —
Q4 2013
Shares 185,307 Value ($000) $4,179 Avg Close — Range —
Q3 2013
Shares 174,540 Value ($000) $3,953 Avg Close — Range —
Q2 2013
Shares 183,201 Value ($000) $4,188 Avg Close — Range —