SPDR SERIES TRUST

CUSIP: 78464A458 Class: TFI

Apriem Advisors's Holding History (CIK: 0001425165)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 820 Value ($000) $20 Avg Close — Range —
Q3 2015
Shares 570 Value ($000) $14 Avg Close — Range —
Q4 2014
Shares 3,102 Value ($000) $75 Avg Close — Range —
Q3 2014
Shares 3,102 Value ($000) $74 Avg Close — Range —