SPDR SERIES TRUST

CUSIP: 78464A458 Class: TFI

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 27,750 Value ($000) $677 Avg Close — Range —
Q3 2015
Shares 24,290 Value ($000) $586 Avg Close — Range —
Q2 2015
Shares 28,430 Value ($000) $674 Avg Close — Range —
Q1 2015
Shares 27,210 Value ($000) $659 Avg Close — Range —
Q4 2014
Shares 24,530 Value ($000) $593 Avg Close — Range —
Q3 2014
Shares 30,710 Value ($000) $737 Avg Close — Range —
Q2 2014
Shares 26,460 Value ($000) $627 Avg Close — Range —
Q1 2014
Shares 18,740 Value ($000) $436 Avg Close — Range —
Q4 2013
Shares 13,740 Value ($000) $310 Avg Close — Range —