SPDR SERIES TRUST

CUSIP: 78464A458 Class: TFI

Prospera Financial Services Inc's Holding History (CIK: 0001541625)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 331,519 Value ($000) $8,082 Avg Close — Range —
Q3 2015
Shares 295,241 Value ($000) $7,118 Avg Close — Range —
Q2 2015
Shares 255,584 Value ($000) $6,062 Avg Close — Range —
Q1 2015
Shares 169,347 Value ($000) $4,102 Avg Close — Range —
Q4 2014
Shares 137,436 Value ($000) $3,320 Avg Close — Range —