SPDR SERIES TRUST

CUSIP: 78464A458 Class: TFI

Moors & Cabot, Inc.'s Holding History (CIK: 0001607239)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 8,929 Value ($000) $218 Avg Close — Range —
Q3 2015
Shares 13,005 Value ($000) $314 Avg Close — Range —
Q2 2015
Shares 15,287 Value ($000) $363 Avg Close — Range —
Q1 2015
Shares 15,233 Value ($000) $369 Avg Close — Range —
Q4 2014
Shares 13,318 Value ($000) $322 Avg Close — Range —
Q3 2014
Shares 9,110 Value ($000) $219 Avg Close — Range —
Q2 2014
Shares 9,055 Value ($000) $214 Avg Close — Range —