SPDR SERIES TRUST

Ticker: WIP CUSIP: 78464A490 Class: FTSE INT GVT ETF

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 400 Value ($000) $24 Avg Close — Range —
Q3 2013
Shares 1,345 Value ($000) $80 Avg Close — Range —
Q2 2013
Shares 1,169 Value ($000) $67 Avg Close — Range —