SPDR SERIES TRUST

Ticker: BWX CUSIP: 78464A516 Class: BLOOMBERG INTL T

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 303 Value ($000) $17 Avg Close — Range —
Q2 2014
Shares 333 Value ($000) $20,264 Avg Close — Range —