SPDR SERIES TRUST

Ticker: BWX CUSIP: 78464A516 Class: BLOOMBERG INTL T

Institute for Wealth Management, LLC.'s Holding History (CIK: 0001533954)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 16,011 Value ($000) $442 Avg Close — Range —
Q2 2018
Shares 17,645 Value ($000) $490 Avg Close — Range —
Q1 2018
Shares 18,033 Value ($000) $517 Avg Close — Range —
Q3 2017
Shares 24,881 Value ($000) $699 Avg Close — Range —
Q2 2017
Shares 25,053 Value ($000) $692 Avg Close — Range —
Q4 2015
Shares 24,436 Value ($000) $1,262 Avg Close — Range —
Q3 2015
Shares 37,311 Value ($000) $1,943 Avg Close — Range —
Q2 2015
Shares 25,850 Value ($000) $1,345 Avg Close — Range —
Q1 2015
Shares 26,588 Value ($000) $1,412 Avg Close — Range —
Q4 2014
Shares 28,347 Value ($000) $1,568 Avg Close — Range —
Q3 2014
Shares 37,183 Value ($000) $2,140 Avg Close — Range —
Q2 2014
Shares 27,942 Value ($000) $1,699 Avg Close — Range —
Q1 2014
Shares 29,154 Value ($000) $1,731 Avg Close — Range —
Q4 2013
Shares 31,732 Value ($000) $1,832 Avg Close — Range —
Q3 2013
Shares 37,515 Value ($000) $2,190 Avg Close — Range —
Q2 2013
Shares 40,071 Value ($000) $2,255 Avg Close — Range —