SPDR SERIES TRUST

Ticker: BWX CUSIP: 78464A516 Class: BLOOMBERG INTL T

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 1,057 Value ($000) $55 Avg Close — Range —
Q2 2015
Shares 1,662 Value ($000) $86 Avg Close — Range —
Q1 2015
Shares 3,125 Value ($000) $166 Avg Close — Range —
Q4 2014
Shares 1,841 Value ($000) $102 Avg Close — Range —
Q3 2014
Shares 2,901 Value ($000) $166 Avg Close — Range —
Q2 2014
Shares 2,652 Value ($000) $161 Avg Close — Range —
Q1 2014
Shares 2,765 Value ($000) $164 Avg Close — Range —
Q4 2013
Shares 2,693 Value ($000) $155 Avg Close — Range —
Q3 2013
Shares 2,949 Value ($000) $172 Avg Close — Range —
Q2 2013
Shares 38,199 Value ($000) $2,150 Avg Close — Range —