SPDR SERIES TRUST

Ticker: BWX CUSIP: 78464A516 Class: BLOOMBERG INTL T

Wakefield Asset Management LLLP's Holding History (CIK: 0001600435)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 5,173 Value ($000) $143 Avg Close — Range —
Q3 2018
Shares 19,999 Value ($000) $548 Avg Close — Range —