SPDR SERIES TRUST

Ticker: BWX CUSIP: 78464A516 Class: BLOOMBERG INTL T

Integrated Wealth Concepts LLC's Holding History (CIK: 0001737109)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 12,102 Value ($000) $347 Avg Close — Range —
Q2 2019
Shares 11,983 Value ($000) $347 Avg Close — Range —
Q1 2019
Shares 10,681 Value ($000) $298 Avg Close — Range —
Q4 2018
Shares 10,200 Value ($000) $282 Avg Close — Range —
Q3 2018
Shares 10,509 Value ($000) $287 Avg Close — Range —
Q2 2018
Shares 10,431 Value ($000) $289 Avg Close — Range —
Q1 2018
Shares 7,131 Value ($000) $211 Avg Close — Range —