SPDR SER TR

Ticker: XTN CUSIP: 78464A532 Class: S&P TRANSN ETF

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 4,536 Value ($000) $292 Avg Close — Range —
Q3 2019
Shares 3,456 Value ($000) $211 Avg Close — Range —
Q1 2015
Shares 2,256 Value ($000) $240 Avg Close — Range —
Q4 2014
Shares 4,160 Value ($000) $2,483 Avg Close — Range —