SPDR SER TR

Ticker: XTN CUSIP: 78464A532 Class: S&P TRANSN ETF

Focused Wealth Management, Inc's Holding History (CIK: 0001586052)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 152 Value ($000) $7 Avg Close — Range —
Q3 2015
Shares 152 Value ($000) $7 Avg Close — Range —
Q2 2015
Shares 76 Value ($000) $7 Avg Close — Range —
Q1 2015
Shares 76 Value ($000) $8 Avg Close — Range —
Q4 2014
Shares 76 Value ($000) $8 Avg Close — Range —
Q3 2014
Shares 76 Value ($000) $7 Avg Close — Range —
Q2 2014
Shares 76 Value ($000) $7 Avg Close — Range —
Q1 2014
Shares 76 Value ($000) $7 Avg Close — Range —
Q4 2013
Shares 76 Value ($000) $6 Avg Close — Range —