SPDR SER TR

Ticker: XTN CUSIP: 78464A532 Class: S&P TRANSN ETF

Moors & Cabot, Inc.'s Holding History (CIK: 0001607239)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021

Shares 2,210 Value ($000) $209 Avg Close — Range —

Q1 2015

Shares 2,382 Value ($000) $253 Avg Close — Range —

Q4 2014

Shares 2,318 Value ($000) $251 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2021	2,210	$209	—	—
Q1 2015	2,382	$253	—	—
Q4 2014	2,318	$251	—	—