SPDR SERIES TRUST

Ticker: XTL CUSIP: 78464A540 Class: S&P TELECOM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 6,846 Value ($000) $450 Avg Close — Range —
Q2 2016
Shares 6,915 Value ($000) $401 Avg Close — Range —
Q1 2016
Shares 6,985 Value ($000) $399 Avg Close — Range —
Q4 2015
Shares 6,865 Value ($000) $386 Avg Close — Range —
Q3 2015
Shares 6,540 Value ($000) $347 Avg Close — Range —
Q2 2015
Shares 6,250 Value ($000) $360 Avg Close — Range —
Q1 2015
Shares 6,250 Value ($000) $365 Avg Close — Range —
Q4 2014
Shares 6,140 Value ($000) $355 Avg Close — Range —
Q3 2014
Shares 6,250 Value ($000) $346 Avg Close — Range —
Q2 2014
Shares 10,600 Value ($000) $298,882 Avg Close — Range —
Q1 2014
Shares 4,190 Value ($000) $239 Avg Close — Range —
Q4 2013
Shares 2,650 Value ($000) $147 Avg Close — Range —