SPDR SERIES TRUST

Ticker: XHS CUSIP: 78464A573 Class: HLTH CARE SVCS

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 2,931 Value ($000) $311 Avg Close — Range —
Q3 2021
Shares 2,931 Value ($000) $305 Avg Close — Range —
Q2 2021
Shares 2,931 Value ($000) $335 Avg Close — Range —
Q1 2021
Shares 2,931 Value ($000) $312 Avg Close — Range —
Q4 2020
Shares 3,031 Value ($000) $293 Avg Close — Range —