SPDR SERIES TRUST

Ticker: RWR CUSIP: 78464A607 Class: DJ REIT ETF

OPPENHEIMER & CO INC's Holding History (CIK: 0000822581)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 2,605 Value ($000) $240 Avg Close — Range —
Q4 2016
Shares 2,585 Value ($000) $241 Avg Close — Range —
Q3 2016
Shares 2,148 Value ($000) $209 Avg Close — Range —
Q1 2015
Shares 2,341 Value ($000) $221 Avg Close — Range —
Q4 2014
Shares 4,634 Value ($000) $421 Avg Close — Range —
Q3 2014
Shares 2,890 Value ($000) $231 Avg Close — Range —
Q2 2014
Shares 3,150 Value ($000) $261 Avg Close — Range —
Q1 2014
Shares 8,136 Value ($000) $635 Avg Close — Range —
Q4 2013
Shares 8,457 Value ($000) $603 Avg Close — Range —
Q3 2013
Shares 11,999 Value ($000) $875 Avg Close — Range —
Q2 2013
Shares 41,906 Value ($000) $3,182 Avg Close — Range —