SPDR SERIES TRUST

Ticker: RWR CUSIP: 78464A607 Class: DJ REIT ETF

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 4,251 Value ($000) $403 Avg Close — Range —
Q1 2018
Shares 4,316 Value ($000) $372 Avg Close — Range —
Q4 2017
Shares 3,843 Value ($000) $360 Avg Close — Range —
Q3 2017
Shares 3,906 Value ($000) $361 Avg Close — Range —