SPDR SERIES TRUST

Ticker: RWR CUSIP: 78464A607 Class: DJ REIT ETF

Charles Schwab Investment Advisory, Inc.'s Holding History (CIK: 0001501902)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 1,791,368 Value ($000) $182,755 Avg Close — Range —
Q3 2019
Shares 1,800,891 Value ($000) $188,319 Avg Close — Range —
Q2 2019
Shares 1,457,606 Value ($000) $144,011 Avg Close — Range —
Q1 2019
Shares 1,959,434 Value ($000) $193,828 Avg Close — Range —
Q4 2018
Shares 1,999,745 Value ($000) $171,978 Avg Close — Range —
Q3 2018
Shares 803,300 Value ($000) $74,908 Avg Close — Range —
Q2 2018
Shares 826,340 Value ($000) $77,643 Avg Close — Range —
Q1 2018
Shares 832,140 Value ($000) $71,681 Avg Close — Range —
Q4 2017
Shares 774,780 Value ($000) $72,589 Avg Close — Range —
Q3 2017
Shares 759,240 Value ($000) $70,238 Avg Close — Range —
Q2 2017
Shares 830,864 Value ($000) $77,254 Avg Close — Range —
Q1 2017
Shares 1,122,030 Value ($000) $103,541 Avg Close — Range —
Q4 2016
Shares 1,130,945 Value ($000) $105,573 Avg Close — Range —
Q3 2016
Shares 1,318,875 Value ($000) $128,419 Avg Close — Range —
Q2 2016
Shares 1,354,917 Value ($000) $134,719 Avg Close — Range —
Q1 2016
Shares 1,367,455 Value ($000) $130,113 Avg Close — Range —
Q4 2015
Shares 1,365,663 Value ($000) $125,135 Avg Close — Range —
Q3 2015
Shares 1,345,624 Value ($000) $115,952 Avg Close — Range —
Q2 2015
Shares 1,323,634 Value ($000) $111,688 Avg Close — Range —
Q1 2015
Shares 1,314,689 Value ($000) $124,330 Avg Close — Range —
Q4 2014
Shares 1,353,048 Value ($000) $122,992 Avg Close — Range —
Q3 2014
Shares 1,323,756 Value ($000) $105,636 Avg Close — Range —
Q2 2014
Shares 1,255,386 Value ($000) $104,197 Avg Close — Range —
Q1 2014
Shares 1,191,741 Value ($000) $92,992 Avg Close — Range —
Q4 2013
Shares 914,915 Value ($000) $65,206 Avg Close — Range —
Q3 2013
Shares 1,031,380 Value ($000) $75,219 Avg Close — Range —
Q2 2013
Shares 958,056 Value ($000) $72,764 Avg Close — Range —