SPDR SERIES TRUST

Ticker: RWR CUSIP: 78464A607 Class: DJ REIT ETF

Institute for Wealth Management, LLC.'s Holding History (CIK: 0001533954)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 246 Value ($000) $25 Avg Close — Range —
Q3 2014
Shares 129 Value ($000) $10 Avg Close — Range —
Q2 2014
Shares 129 Value ($000) $11 Avg Close — Range —
Q1 2014
Shares 129 Value ($000) $10 Avg Close — Range —
Q4 2013
Shares 129 Value ($000) $9 Avg Close — Range —
Q3 2013
Shares 154 Value ($000) $11 Avg Close — Range —
Q2 2013
Shares 499 Value ($000) $38 Avg Close — Range —