SPDR SERIES TRUST

Ticker: RWR CUSIP: 78464A607 Class: DJ REIT ETF

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 208 Value ($000) $17 Avg Close — Range —
Q2 2015
Shares 555 Value ($000) $46 Avg Close — Range —
Q1 2015
Shares 571 Value ($000) $54 Avg Close — Range —
Q4 2014
Shares 571 Value ($000) $52 Avg Close — Range —
Q3 2014
Shares 571 Value ($000) $46 Avg Close — Range —
Q2 2014
Shares 568 Value ($000) $47 Avg Close — Range —
Q1 2014
Shares 602 Value ($000) $47 Avg Close — Range —
Q4 2013
Shares 440 Value ($000) $31 Avg Close — Range —
Q3 2013
Shares 308 Value ($000) $22 Avg Close — Range —
Q2 2013
Shares 504 Value ($000) $39 Avg Close — Range —