SPDR SERIES TRUST

Ticker: RWR CUSIP: 78464A607 Class: DJ REIT ETF

Horizon Investments, LLC's Holding History (CIK: 0001560717)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 27,892 Value ($000) $2,601 Avg Close — Range —
Q2 2018
Shares 26,490 Value ($000) $2,489 Avg Close — Range —