SPDR SERIES TRUST

Ticker: RWR CUSIP: 78464A607 Class: DJ REIT ETF

Bay Harbor Wealth Management, LLC's Holding History (CIK: 0001767989)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 209 Value ($000) $22 Avg Close — Range —
Q2 2021
Shares 405 Value ($000) $42 Avg Close — Range —
Q1 2021
Shares 789 Value ($000) $75 Avg Close — Range —
Q4 2020
Shares 1,249 Value ($000) $108 Avg Close — Range —
Q2 2020
Shares 4,557 Value ($000) $356 Avg Close — Range —
Q1 2020
Shares 11,206 Value ($000) $809 Avg Close — Range —
Q4 2019
Shares 14,808 Value ($000) $1,511 Avg Close — Range —
Q3 2019
Shares 18,346 Value ($000) $1,918 Avg Close — Range —
Q2 2019
Shares 15,531 Value ($000) $1,534 Avg Close — Range —
Q1 2019
Shares 10,208 Value ($000) $1,010 Avg Close — Range —
Q4 2018
Shares 7,935 Value ($000) $682 Avg Close — Range —