SPDR SER TR

Ticker: SPAB CUSIP: 78464A649 Class: ETF-FIXED INCOM

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 36,100 Value ($000) $1,005 Avg Close — Range —
Q3 2018
Shares 25,174 Value ($000) $698 Avg Close — Range —