SPDR SER TR

Ticker: SPAB CUSIP: 78464A649 Class: ETF-FIXED INCOM

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 50,877 Value ($000) $2,936 Avg Close — Range —

Q2 2014

Shares 41,881 Value ($000) $2,427 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	50,877	$2,936	—	—
Q2 2014	41,881	$2,427	—	—