SPDR SER TR

Ticker: SPTI CUSIP: 78464A672 Class: PORTFLI INTRMDIT

Institute for Wealth Management, LLC.'s Holding History (CIK: 0001533954)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019

Shares 50 Value ($000) $2 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2019	50	$2	—	—