SPDR SER TR

Ticker: SPTI CUSIP: 78464A672 Class: PORTFLI INTRMDIT

Prospera Financial Services Inc's Holding History (CIK: 0001541625)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 127,371 Value ($000) $7,666 Avg Close — Range —
Q3 2015
Shares 113,323 Value ($000) $6,871 Avg Close — Range —
Q2 2015
Shares 97,559 Value ($000) $5,858 Avg Close — Range —
Q4 2013
Shares 14,587 Value ($000) $862 Avg Close — Range —